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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-26
MO RA APPROVED 2020-08-04
NC RA APPROVED 2020-01-10
AL RA APPROVED 2018-11-08
CA RA APPROVED 2018-07-11
AR RA APPROVED 2017-06-19
TX RA APPROVED 2006-12-04
  • GA RA
    APPROVED
    Since 2025-06-26
  • MO RA
    APPROVED
    Since 2020-08-04
  • NC RA
    APPROVED
    Since 2020-01-10
  • AL RA
    APPROVED
    Since 2018-11-08
  • CA RA
    APPROVED
    Since 2018-07-11
  • AR RA
    APPROVED
    Since 2017-06-19
  • TX RA
    APPROVED
    Since 2006-12-04

Branch Locations

3040 Post Oak Blvd Suite 1150, Houston, TX 77056 • United States

Katy, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life New York NY 01/2000 Present
Cornerstone Financial Group New York NY 01/2000 Present
Park Avenue Securities New York NY 01/2000 Present
Guardian Life Insurance Company Katy TX 06/2024 Present
Park Avenue Securities Katy TX 06/2024 Present
  • 01/2000 → Present
    The Guardian Life
    New York, NY
  • 01/2000 → Present
    Cornerstone Financial Group
    New York, NY
  • 01/2000 → Present
    Park Avenue Securities
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Katy, TX
  • 06/2024 → Present
    Park Avenue Securities
    Katy, TX
Other Businesses

1. INSURANCE - LIFE, DI, HEALTH, LTC, I may sell products to my clients other than Guardian. Start: 01/01/2000, Address: 3040 Post Oak Blvd #400 Houston, TX 77056, 60 total hours per month, 60 during securities trading hours, Greater than 10% annual compensation, Investment related, 2. Trustee for Daughter's Trust, I am the co-trustee along with my wife for a trust established for my daughter, Start: 06/07/1990, Address: 24111 Enchanted Crossing, Katy, Texas 77494, 0 hours per month, No annual compensation, Not investment related, 3. Co-Executor of the Will and Estate of my Mother, Start: 04/15/2024, Address: 24111 Enchanted Crossing, Katy TX 77494, 10 total hours per month, 2 during securities trading hours, No annual compensation, Not investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-30
S63 Uniform Securities Agent State Law Examination 1993-12-17
  • S65 Uniform Investment Adviser Law Examination
    2006-10-30
  • S63 Uniform Securities Agent State Law Examination
    1993-12-17
Other Names
  • Donald Frank Taylor

View on SEC IAPD

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