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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
1015 Third Street Suite J, Columbus, IN 47201 • United States
8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Indianapolis | IN | 01/1994 | Present |
| Pruco Securities, Llc. | Indianapolis | IN | 01/1994 | 11/2024 |
| Lpl Enterprise, Llc | Indianapolis | IN | 11/2024 | Present |
1) 08/20/2024- Hendricks Regional Health- Non-Profit Board Member- Strategic Planning, monitoring of ongoing activities of county hospital- Not INV Related- At Indianapolis, IN- Start date 10 HRS MTH- 4 HRS During Trading 1)08/23/2024-Integrity Financial Partners-Partner-DBA for LPL Business (entity for LPL business)-Inv Related-At Reported Business Location(s)-160hrs/mth-160 During trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-22 |
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