Best Investors Account Sign in
Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-11-15
  • OH RA
    APPROVED
    Since 2010-11-15

Branch Locations

Willoughby Hills, OH • United States

5831 Som Center Road, Willoughby, OH 44094 • United States

6675 Center Street, Mentor, OH 44060 • United States

22480 Lakeshore Blvd, Euclid, OH 44123 • United States

Westerville, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Elyria OH 01/2005 Present
Fifth Third Securities Elyria OH 08/2005 Present
  • 01/2005 → Present
    Fifth Third Bank
    Elyria, OH
  • 08/2005 → Present
    Fifth Third Securities
    Elyria, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-12
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2010-11-12
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29

View on SEC IAPD

More in Willoughby Hills, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor