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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2010-11-15
  • OH RA
    APPROVED
    Since 2010-11-15

Branch Locations

Willoughby Hills, OH • United States

5831 Som Center Road, Willoughby, OH 44094 • United States

6675 Center Street, Mentor, OH 44060 • United States

22480 Lakeshore Blvd, Euclid, OH 44123 • United States

Westerville, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Elyria OH 01/2005 Present
Fifth Third Securities Elyria OH 08/2005 Present
  • 01/2005 → Present
    Fifth Third Bank
    Elyria, OH
  • 08/2005 → Present
    Fifth Third Securities
    Elyria, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-12
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2010-11-12
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29

View on SEC IAPD

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