Courtney Dooley Duphorne

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Dallas, TX

Other Businesses

(1) NAME OF ENTITY: Capital For Kids ADDRESS: 2807 Allen Street #816, Dallas, TX 75204 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jul 07, 2025 CAPACITY: Board of Directors DUTIES: Board member HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-07
• S63 Uniform Securities Agent State Law Examination
  1994-11-01

Other Names

• Courtney Dooley Duphome
• Courtney Ellen Dooley