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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-11-07
TX RA APPROVED_RES 2020-01-02
MI RA APPROVED 2010-09-24
  • NC RA
    APPROVED
    Since 2022-11-07
  • TX RA
    APPROVED_RES
    Since 2020-01-02
  • MI RA
    APPROVED
    Since 2010-09-24

Branch Locations

Brighton, MI • United States

350 S. Main Suite 100, Ann Arbor, MI 48104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Ann Arbor MI 08/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-06
S63 Uniform Securities Agent State Law Examination 1993-12-21
  • S65 Uniform Investment Adviser Law Examination
    1994-01-06
  • S63 Uniform Securities Agent State Law Examination
    1993-12-21

View on SEC IAPD

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