Victoria Katherine Wabnig

Employer firm

Pks Advisory Services, LLC CRD 125648

$1.09B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 03/2017
  Metlife Securities
  Middletown, NY
• 03/2017 → 06/2019
  Mml Investors Services, Llc
  Shelton, CT
• 06/2019 → 12/2020
  Unemployed
  Middletown, NY
• 12/2020 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 12/2020 → Present
  Cl Wealth Management Llc
  Albany, NY

Previous Registrations

• 2017-03-25 → 2019-06-18
  Mml Investors Services, Llc
  Shelton, CT
• 2014-04-03 → 2017-03-25
  Msi Financial Services, Inc.
  Middletown, NY
  Shelton, CT

Other Businesses

(1)Name: Camp Wishe Farm Inv rel: Y Add: 6 Wishe Cir Middletown NY 10940 Nature: Other Position: Bookkeeper Start date: 06/2001 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Bookkeeper for Camp Wishe Farm - horse boarding facility. (2)Name: Werner Wabnig Tr, father; A. Nina Wishe-Wabnig Stearns Tr, mother; Inv rel: Y Add: : 6 Wishe Cir Middletown NY 10940 Nature: Trustee for family trust accounts Position: Trustee Start date: 10/2014 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Trustee for family trust accounts

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-23
• S63 Uniform Securities Agent State Law Examination
  1994-01-20