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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-23 |
| NJ | RA | APPROVED | 2025-06-23 |
| PA | RA | APPROVED | 2025-06-23 |
| TX | RA | APPROVED_RES | 2025-06-20 |
Branch Locations
229 West Wayne Avenue, Wayne, PA 19087 • United States
Naples, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | 06/2025 |
| Wells Fargo Advisors Financial Network, Llc | Naples | FL | 06/2025 | Present |
TRUSTEE FOR IRREVOCABLE DEED OF TRUST OF SPOUSE, INVESTMENT RELATED, VOORHEES NJ, BEGAN 9/13/2006, NO TIME SPENT. 11 S 21ST STREET LLC, INVESTMENT RELATED, PHILADELPHIA, PA, 5% OWNER, RESTAURANT, START 10/2010, 0 HOURS PER MONTH, NO DUTIES. JAY ROCK LLC; NOT INVESTMENT RELATED; VOORHEES, NEW JERSEY; TO INVEST IN A RESTAURANT; 100% OWNERSHIP; START 1/24/2011; 0 HRS MONTH; 0 HRS DURING TRADING. VIRTUA, BOARD OF TRUSTEES, MARLTON, NEW JERSEY: START DATE 8/30/22: 2 HOURS A MONTH; 0 HRS DURING TRADING; ATTEND MEETINGS AND ADVISE. VIRTUA, INVESTMENT RELATED, MARLTON, NEW JERSEY, AUDIT COMMITTEE, START DATE 1/30/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, ADVISING, PARTICIPATING AND DISCUSSING THE YEARLY AUDIT. VIRTUA; INVESTMENT RELATED; MARLTON, NEW JERSEY; FINANCE & INVESTMENT COMMITTEE MEMBER; START 4/1/2021; 0 HRS DURING TRADING; NUMBER OF HOURS PER MONTH 1; PROVIDE OVERSIGHT, MAKING DECISIONS BY COMMITTEE BASED ON VETTED RECOMMENDATIONS, AND PRESENT TO THE BOARD FOR APPROVAL. VIRTUA FOUNDATION, BOARD OF TRUSTEES; MARLTON, NEW JERSEY; START DATE 10/16/2023; 2 HOURS A MONTH; 0 HRS DURING TRADING; ATTEND MEETINGS AND ADVISE. VICTOR DEL REY CONDO ASSOCIATION, NOT INVESTMENT RELATED, NAPLES, FL, BOARD MEMBER, START 4/1/2023, 1 HOURS PER MONTH, 0 HRS DURING TRADING, MAINTENANCE AND UPKEEP. CHERRY HILL FREECLINIC, CORPORATE COUNCIL CHAIR, CHERRY HILL, NEW JERSEY; START DATE 1/22/24; 1 HOUR A MONTH; 0 HRS DURING TRADING, ATTEND MEETINGS AND ADVISE. AMERICAN ASSOCIATION FOR CANCERRESEARCH (AACR) PARTY WITH A PURPOSE, CO PRESIDENT, 2 HOURS A MONTH, 0 HRS DURING TRADING, ATTEND MEETINGS AND ADVISE. 229 SOUTH WAYNE AVENUE LLC; INVESTMENT RELATED; PHILADELPHIA, PA; 85% OWNERSHIP WITH SPOUSE; START DATE 7/22/2024; 2 HOURS PER MONTH; 0 DURING TRADING; LLC TO OWN COMMERCIAL REALESATE BUILDING FOR FINET PRACTICE. PPWMG LLC; INVESTMENT RELATED; WAYNE, PA; 100% OWNERSHIP; START DATE 7/22/2024; 10 HOURS PER MONTH; 0 DURING TRADING; FINET PRACTICE. CORPORATE RENTAL PROPERTY; INVESTMENT RELATED; WAYNE, PA; 85% OWNERSHIP WITH SPOUSE; START DATE 7/26/2024; 2 HOURS PER MONTH; 0 DURING TRADING; OFFICE BUILDING SOLELY FOR FINET PRACTICE. THE NEAL LOUIS HORN, MD AND WILLIAM ALAN HORN, MD FAMILY FOUNDATION DAF ; NOT INV RELATED; DRESHER, PA; IT HAS BEEN REQUESTED BY THE CLIENT. ;0% OWNERSHIP; SUCCESSOR ADVISOR WHICH WOULD ONLY HAPPEN WHEN BOTH NEAL AND WILLIAM HAVE PASSED.; START DATE: 04/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-15 |
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