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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-05 |
| NJ | RA | APPROVED | 2008-11-14 |
Branch Locations
61 South Paramus Road Mack Center Iv, Paramus, NJ 07652 • United States
1337 Tilton Road, Northfield, NJ 08225 • United States
Ocean City, NJ • United States
Wayne, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Paramus | NJ | 10/2008 | Present |
1) MONTCLAIR STATE UNIVERSITY / TEACH RACQUETBALL / NORMAL AVE MONTCLAIR , NJ 07042 / TEACH / PRIVATELY HELD / START DATE 07/01/2011 - 07/31/2012 / 1 HR PER MNTH 2) Alan Dubow / United States / 40 Oakrest Rd. New Jersey, 07052 / Guardianship / My cousin. / I am the guardian for Alan. This account will deposit his pension and social security benefits and pay bills / I am Alan's guardian. his mother passed away. i was named guardian by the state of NJ. Alan is [REDACTED]/ I am in charge of Alan's health and financial needs / Authority to Make Investment Decisions?: YES / Start Date 6/26/2020 / 3) alan dubow revocable trust/ 39 pelham rd, wayne, nj 07470/ manage ALan's living expenses/ start date: 4/7/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-21 |
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