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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-04-04
PA RA APPROVED 2016-03-10
TX RA APPROVED_RES 2011-01-19
  • NJ RA
    APPROVED
    Since 2016-04-04
  • PA RA
    APPROVED
    Since 2016-03-10
  • TX RA
    APPROVED_RES
    Since 2011-01-19

Branch Locations

2005 S Easton Rd Ste 108 Doylestown Commerce Center, Doylestown, PA 18901 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Doylestown PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Doylestown PA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-08
S63 Uniform Securities Agent State Law Examination 1993-12-21
  • S65 Uniform Investment Adviser Law Examination
    2016-03-08
  • S63 Uniform Securities Agent State Law Examination
    1993-12-21
Other Names
  • Jon Moore Sharaf

View on SEC IAPD

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