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Nrg Wealth Management CRD 289548
$242M regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
12115 North Oracle Road Suite 151, Oro Valley, AZ 85737 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-04-18 |
| CO | RA | APPROVED | 2024-04-17 |
| TX | RA | APPROVED | 2021-07-29 |
| CA | RA | APPROVED | 2020-09-02 |
| AZ | RA | APPROVED | 2017-09-13 |
Branch Locations
12115 North Oracle Road Suite 151, Oro Valley, AZ 85737 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Oro Valley | AZ | 08/2003 | 01/2017 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 01/2017 | 12/2017 |
| Nrg Wealth Management | Oro Valley | AZ | 04/2003 | Present |
(1) J.P. DAVIS INC., DBA FOR NRG WEALTH MANAGEMENT - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) (2) AUTHOR FOR BOOK IN WHICH CLASSES AND A BLOG IS MAINTAINED. NON-INVESTMENT RELATED; 5 HOURS PER MONTH OUTSIDE OF MARKET HOURS. STARTED AUG 2016 AND LOCATED IN ORO VALLEY, AZ 85704
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-14 |
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