Sean Patrick Kelly

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lynnwood, WA
• 01/2011 → Present
  Bank Of America Na
  Everett, WA

Other Businesses

I*3115266Entity Type: CharitableName of OBA: Snohomish Education FoundationAddress: Snohomish, Washington, 98290Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 11/13/2025Number of Hours: 8, MonthlyNumber of Hours during trading: 0Duties: Support public education in the Snohomish School District Board member. Strategy and governance. General good-idea guy. I*3742300, Entity Type: , Name of OBA: E K CMA, Address: Snohomish, Washington, 98290, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/09/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-17
• S63 Uniform Securities Agent State Law Examination
  1993-12-23

Other Names

• Sean P Kelly