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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-29
CA RA APPROVED 1999-02-09
  • TX RA
    APPROVED_RES
    Since 2015-09-29
  • CA RA
    APPROVED
    Since 1999-02-09

Branch Locations

San Gabriel, CA • United States

301 E Colorado Blvd Ste 850, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) La Crescenta CA 01/1999 Present
  • 01/1999 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    La Crescenta, CA
Other Businesses

1. 5/14/2009 - NON-VARIABLE INSURANCE - JACKSON NATIONAL LIFE INS COMPANY - FIXED ANNUITY BUSINESS THROUGH DIRECT CHANNEL WITH JACKSON NATIONAL LIFE. - TIME SPENT 2% - LA CANADA, CA. 2. 11/18/2011 - DBA ONLY - FOOTHILL INVESTMENT AND INSURANCE SERVICES, INC. - LA CANADA, CA. 3. 9/28/2018 - No Business Name - Investment Related - Tujunga, Ca. 91042 - Real Estate Rental - Started 10/01/2018 - 1 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-03
  • S63 Uniform Securities Agent State Law Examination
    1994-02-03
Other Names
  • Paul R Cygal

View on SEC IAPD

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