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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-12-06
  • GA RA
    APPROVED
    Since 2016-12-06

Branch Locations

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Atlanta GA 05/2008 11/2016
Morgan Stanley Smith Barney Atlanta GA 06/2009 11/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2016
Raymond James And Associates Atlanta GA 11/2016 Present
  • 05/2008 → 11/2016
    Atlanta, GA
  • 06/2009 → 11/2016
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → 11/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2016 → Present
    Raymond James And Associates
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-01
S63 Uniform Securities Agent State Law Examination 1994-02-16
  • S65 Uniform Investment Adviser Law Examination
    1994-03-01
  • S63 Uniform Securities Agent State Law Examination
    1994-02-16

View on SEC IAPD

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