Jeoffrey H Wasson

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-20
TX	RA	APPROVED	2008-02-22

CA RA
APPROVED

Since 2025-05-20
TX RA
APPROVED

Since 2008-02-22

Branch Locations

Flagstaff, AZ • United States

Scottsdale, AZ • United States

2575 East Camelback Rd Suite 900, Phoenix, AZ 85016 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Phoenix	AZ	02/2008	Present

02/2008 → Present

Ubs Financial Services Inc.

Phoenix, AZ

Previous Registrations

2002-10-25 → 2008-02-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Phoenix, AZ

Phoenix, AZ

Other Businesses

CTB PROPERTIES, LLC - SOLE OWNER ESTABLISHED FOR HOLDING OF RENTAL PROPERTY. 5901 CALLE DEL SUD, PHOENIX, AZ 85018. TAKES ABOUT ONE HOUR PER MONTH OF TIME - NOT DURING MARKET HOURS. PERPETUAL MOTION, LLC 5901 E. CALLE DEL SUD, PHOENIX AZ 01-SEP-2006 INVESTOR

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-10-09
S63	Uniform Securities Agent State Law Examination	1993-12-13

S65 Uniform Investment Adviser Law Examination

2002-10-09
S63 Uniform Securities Agent State Law Examination

1993-12-13

Other Names

Jeoffrey Howard Wasson

View on SEC IAPD