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David Angelo Devincenzi

Charles Schwab & Co., Inc.

Santa Rosa, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
CA RA APPROVED 2018-02-13
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • CA RA
    APPROVED
    Since 2018-02-13

Branch Locations

200 Fourth Street Suite 100, Santa Rosa, CA 95401-6213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aig Sunamerica Woodland Hills CA 08/2008 12/2017
Aig Sunamerica Capital Services, Inc. Woodland Hills CA 08/2008 12/2017
Charles Schwab Bank, Ssb Santa Rosa CA 01/2018 Present
Charles Schwab & Co., Inc. Santa Rosa CA 01/2018 Present
Riverfront Fitness Gym Petaluma CA 03/2016 12/2018
  • 08/2008 → 12/2017
    Aig Sunamerica
    Woodland Hills, CA
  • 08/2008 → 12/2017
    Aig Sunamerica Capital Services, Inc.
    Woodland Hills, CA
  • 01/2018 → Present
    Charles Schwab Bank, Ssb
    Santa Rosa, CA
  • 01/2018 → Present
    Charles Schwab & Co., Inc.
    Santa Rosa, CA
  • 03/2016 → 12/2018
    Riverfront Fitness Gym
    Petaluma, CA
Previous Registrations
  • 2004-01-16 → 2004-05-05
    Newport Group Securities, Inc.
    Heathrow, FL
  • 2001-12-18 → 2003-11-21
    The Newport Group Of North Carolina, Inc.
    Petaluma, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-03
S63 Uniform Securities Agent State Law Examination 1995-07-14
  • S65 Uniform Investment Adviser Law Examination
    1995-11-03
  • S63 Uniform Securities Agent State Law Examination
    1995-07-14
Other Names
  • David A Devincenzi

View on SEC IAPD

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MORGAN STANLEY · Santa Rosa, CA
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