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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Auburn | WA | 10/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Auburn | WA | 10/2025 | Present |
| Commonwealth Financial Network | Waltham | MA | 08/2005 | 10/2025 |
(1) Name of Business: B.I.G: BOWMAN INVESTMENT GROUP, INC. Address: Remote Location, AUBURN, WA, 98092, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Officer - President Investment Related: No Start Date: 01/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide financial consulting services, portfolio management, review protection needs, estate and financial/retirement planning (2) Name of Business: BnGRanchllc Address: 35833 166th Lane SE, Auburn, WA, 98092, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor, Officer - President Investment Related: No Start Date: 03/01/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Care/training/breaking and eventual adoption related to rescue horses. Feed, house, and adopt them, once they are ready for their forever homes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-12 |
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