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Current Employers
Smartvalue Investment Management, Llc

Guilford, CT • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
CT RA APPROVED 2007-04-30
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • CT RA
    APPROVED
    Since 2007-04-30

Branch Locations

Guilford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smartvalue Investment Management, Llc Guilford CT 06/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-14
S63 Uniform Securities Agent State Law Examination 1993-12-28
  • S65 Uniform Investment Adviser Law Examination
    2007-03-14
  • S63 Uniform Securities Agent State Law Examination
    1993-12-28

View on SEC IAPD

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