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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-31 |
| IL | RA | APPROVED | 2025-02-24 |
Branch Locations
501A W Main Street, Saint Charles, IL 60174-1838 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Downers Grove | IL | 04/2017 | 03/2020 |
| Unemployed | Elmhurst | IL | 06/2016 | 03/2017 |
| Ameriprise Financial Services, Llc | Downers Grove | IL | 03/2020 | Present |
Board of Directors; Yorkfield Presbyterian Church; Board Member; 1099 S York Rd, , Elmhurst, IL, 60126; Not Investment-Related; 10/20/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-21 |
| S66 | Uniform Combined State Law Examination | 2017-10-05 |
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