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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Business Service Co | New Bedford | MA | 12/1990 | Present |
| 1St Global Capital Corp | New Bedford | MA | 09/1999 | 10/2019 |
| 1St. Global Advisors, Inc. | New Bedford | MA | 08/2005 | 10/2019 |
| Avantax Advisory Services | New Bedford | MA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | New Bedford | MA | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | New Bedford | MA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
COMMERCIAL BUILDING/RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2009 ADDRESS: New Bedford MA, United States DESCRIPTION: Rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-01-31 |
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