Lynn S Bruno

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2005-07-18

CA RA
APPROVED

Since 2005-07-18

Branch Locations

Winnetka, CA • United States

21800 Oxnard St Ste 800, Woodland Hls, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Todd Gindy	Encino	CA	11/2004	Present
Northwestern Mutual Investment Services, Llc	Encino	CA	12/2004	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	10/2011	Present

11/2004 → Present

Todd Gindy

Encino, CA
12/2004 → Present

Northwestern Mutual Investment Services, Llc

Encino, CA
10/2011 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2004-05-17 → 2004-11-15

Associated Planners Investment Advisory Inc

Westlake Village, CA
1999-09-01 → 2002-12-02

Comprehensive Financial Services

Burbank, CA

Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-09
S63	Uniform Securities Agent State Law Examination	1995-08-31

S65 Uniform Investment Adviser Law Examination

1999-06-09
S63 Uniform Securities Agent State Law Examination

1995-08-31

Other Names

Lynn Micon
Lynn Markowitz

View on SEC IAPD