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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-20 |
Branch Locations
12377 Merit Drive Suite 1500, Dallas, TX 75251 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Dallas Securities, Inc | Dallas | TX | 05/2009 | 08/2019 |
| Hodges Capital Management | Dallas | TX | 05/2009 | 08/2019 |
| Axa Advisors, Llc | New York | NY | 08/2019 | 06/2020 |
| Axa Equitable, Llc | Dallas | TX | 09/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2019 | Present |
| Equitable | Dallas | TX | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-26 |
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