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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-12-12 |
Branch Locations
One National Life Drive, Montpelier, VT 05604 • United States
One National Life Drive, Montpelier, VT 05604 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | St Louis | MO | 05/2009 | 03/2021 |
| Stifel Independent Advisors, Llc | St. Louis | MO | 03/2021 | 02/2024 |
| Raymond James Financial Services | Charlotte | NC | 02/2024 | 12/2025 |
| Raymond James Financial Services Advisors, Inc. | Charlotte | NC | 02/2024 | 12/2025 |
| Equity Services Inc | Montpelier | VT | 12/2025 | Present |
*ESSENTIAL EDGE COMPLIANCE OUTSOURCING SERVICES, LLC,ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604, Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related,04/01/2024, HRS/MTH 1 HR. DURINT TRD/HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-18 |
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