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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-06-12 |
Branch Locations
1295 State Street, Springfield, MA 01111 • United States
Middletown, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Hartford | CT | 12/2000 | 05/2018 |
| Lincoln Financial Securities Corporation | Hartford | CT | 07/2008 | 05/2018 |
| Massmutual | Springfield | MA | 05/2018 | Present |
| Mml Investors Services, Llc | Springfield | MA | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-01 |
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