Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-03-17 |
| TX | RA | APPROVED | 2021-03-15 |
Branch Locations
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2005 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 09/2017 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2021 | Present |
| Hsbc Private Bank International | Miami | FL | 05/1999 | 09/2017 |
*430129 - Trust; Trustee/Co-Trustee; During business hours: 0; After business hours: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-10 |
Reach out to this advisor