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Benjamin King Norwood

Captrust

Greenville, SC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-07-02
  • SC RA
    APPROVED
    Since 2021-07-02

Branch Locations

1116 South Main Street, Greenville, SC 29601-3300 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Greenville SC 05/2009 05/2018
Nachman Norwood & Parrott, Inc. Greenville SC 05/2018 06/2021
Capfinanical Partners, Llc (Captrust) Raleigh NC 06/2021 Present
  • 05/2009 → 05/2018
    Greenville, SC
  • 05/2018 → 06/2021
    Nachman Norwood & Parrott, Inc.
    Greenville, SC
  • 06/2021 → Present
    Capfinanical Partners, Llc (Captrust)
    Raleigh, NC
Previous Registrations
Other Businesses

1. Name: NNPD Properties, LLC., Investment-Related: No. Address: 1116 South Main Street Greenville SC 29601, Nature: commercial real estate, Position/Title: Managing Member and Partner, Start: 01/06/2009, Hours/Month: 0.5, Hours during Market Hours: 0.5, Duties: rental income and property management 2. Name: Peace Center for the Performing Arts, Investment-Related: No., Address: 101 W. Broad Street Greenville, SC 29601, Nature: Upstate SC's Cultural Center, Position/Title: Board Chair and President, Start: 09/01/2021, Hours/Month: 4, Hours during Market Hours: 3, Duties: serve on the Peace Center's Board of Trustees 3. Name: 1116SMain, Inc., Investment-Related: No., Address: 1116 South Main Street Greenville SC 29601, Nature: S-Corp holding proceeds of sale of prior business, Position/Title: Board Director & Secretary, Start: 05/24/2007, Hours/Month: 3, Hours during Market Hours: 3, Duties: serve as Board Member and Secretary 4. Name: Montreat Conference Center, Investment-Related: No., Address: 401 Assembly Drive Montreat, NC 28757, Nature: non-profit conference center, Position/Title: volunteer, Start: 01/01/2010, Hours/Month: 2, Hours during Market Hours: 2, Duties: serve on the investment committee which oversees the Conference Center's endowment 5. Name: Community Foundation of Greenville, Investment-Related: No., Address: 630 East Washington Street, Suite A Greenville, SC 29601, Nature: local community foundation, Position/Title: volunteer, Board Director, Start: 01/02/2006, Hours/Month: 2, Hours during Market Hours: 2, Duties: serve on the Finance & Investment Committee 6. Minglewood I, LLC; Investment Related: No Address: 111 Boxwood Ln, Greenville, SC Nature: Rental Property Position: Member Start Date: 8.1.2024 Hour per month: 1 Hours during trading: 1 Duties: Monitoring property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-14
S63 Uniform Securities Agent State Law Examination 1993-12-28
  • S65 Uniform Investment Adviser Law Examination
    1994-01-14
  • S63 Uniform Securities Agent State Law Examination
    1993-12-28
Other Names
  • Ben K Norwood

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