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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2021-07-02 |
Branch Locations
1116 South Main Street, Greenville, SC 29601-3300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Greenville | SC | 05/2009 | 05/2018 |
| Nachman Norwood & Parrott, Inc. | Greenville | SC | 05/2018 | 06/2021 |
| Capfinanical Partners, Llc (Captrust) | Raleigh | NC | 06/2021 | Present |
1. Name: NNPD Properties, LLC., Investment-Related: No. Address: 1116 South Main Street Greenville SC 29601, Nature: commercial real estate, Position/Title: Managing Member and Partner, Start: 01/06/2009, Hours/Month: 0.5, Hours during Market Hours: 0.5, Duties: rental income and property management 2. Name: Peace Center for the Performing Arts, Investment-Related: No., Address: 101 W. Broad Street Greenville, SC 29601, Nature: Upstate SC's Cultural Center, Position/Title: Board Chair and President, Start: 09/01/2021, Hours/Month: 4, Hours during Market Hours: 3, Duties: serve on the Peace Center's Board of Trustees 3. Name: 1116SMain, Inc., Investment-Related: No., Address: 1116 South Main Street Greenville SC 29601, Nature: S-Corp holding proceeds of sale of prior business, Position/Title: Board Director & Secretary, Start: 05/24/2007, Hours/Month: 3, Hours during Market Hours: 3, Duties: serve as Board Member and Secretary 4. Name: Montreat Conference Center, Investment-Related: No., Address: 401 Assembly Drive Montreat, NC 28757, Nature: non-profit conference center, Position/Title: volunteer, Start: 01/01/2010, Hours/Month: 2, Hours during Market Hours: 2, Duties: serve on the investment committee which oversees the Conference Center's endowment 5. Name: Community Foundation of Greenville, Investment-Related: No., Address: 630 East Washington Street, Suite A Greenville, SC 29601, Nature: local community foundation, Position/Title: volunteer, Board Director, Start: 01/02/2006, Hours/Month: 2, Hours during Market Hours: 2, Duties: serve on the Finance & Investment Committee 6. Minglewood I, LLC; Investment Related: No Address: 111 Boxwood Ln, Greenville, SC Nature: Rental Property Position: Member Start Date: 8.1.2024 Hour per month: 1 Hours during trading: 1 Duties: Monitoring property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-28 |
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