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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2016-07-27 |
| PA | RA | APPROVED | 2012-12-19 |
Branch Locations
10475 Perry Hwy Ste 101G, Wexford, PA 15090 • United States
33595 Bainbridge Road Suite 106, Solon, OH 44139 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2012 | Present |
1) MATTHEW A FOGLIA, SANTA ROSA BEACH, FL, TRUSTEE FOR FATHER'S ESTATE, PERSONAL REPRESENTATIVE, 10/01/20, INV REL, 0/YR- 0/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/19/2012 3) MATTHEW A FOGLIA, 510 Maine Street, Quincy, IL 62301, 07/2026, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 2 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-10 |
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