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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2002-11-21
  • NC RA
    APPROVED
    Since 2002-11-21

Branch Locations

440 South College Road, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services, Inc. Clinton NC 09/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-06
S63 Uniform Securities Agent State Law Examination 1993-11-12
  • S65 Uniform Investment Adviser Law Examination
    1996-09-06
  • S63 Uniform Securities Agent State Law Examination
    1993-11-12

View on SEC IAPD

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