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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-01 |
| MD | RA | APPROVED | 2012-07-31 |
Branch Locations
35 Fulford Avenue, Suite 201, Bel Air, MD 21014 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
35 Fulford Avenue, Suite 100, Bel Air, MD 21014 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Financial Services | Baltimore | MD | 01/1990 | Present |
| Lpl Financial Llc | Nottingam | MD | 12/2011 | Present |
| Private Advisor Group, Llc | Private Advisor Group, Llc | NJ | 07/2012 | Present |
1. 12/21/2011 - FISHER FINANCIAL SERVICES - NON-VARIABLE INSURANCE DBA - 10% TIME SPENT - SALE OF NON-VARIABLE LIFE INSURANCE, LONG TERM CARE INSURANCE, AND FIXED ANNUITIES - INSURANCE AGENT. 2. 12/22/2011- FISHER FINANCIAL SERVICES - TAX PREP / ACCOUNTING / BOOKKEEPING - 10% TIME SPENT - BASIC INCOME TAX PREPARATION FOR INDIVIDUALS (1040S) OFFERED THROUGH SECURITIES DBA 3. 09/11/2012 - PRIVATE ADVISOR GROUP - INV REL - (HYBRID) PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR - 25% TIME SPENT - PROVIDING CLIENTS WITH FINANCIAL PLANS OR ADVICE FOR HOURLY AND/OR FIXED FEES 4. 01/21/2015 - FISHER FINANCIAL SERVICES - INV REL - 8615 RIDGELY'S CHOICE DRIVE, SUITE 211, NOTTINGHAM, MD 21236 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 11/16/2011 - 40 MONTH PER MONTH, 40 DURING TRADING - INANCIAL PLANNING SERVICES, PORTFOLIO MANAGEMENT FOR INDIVIDUALS AND/OR SMALL BUSINESSES, SELECTION OF OTHER ADVISERS (INCLUDING PRIVATE FUND MANAGERS), EDUCATIONAL SEMINARS/WORKSHOPS, ACT AS SOLICITOR FOR ANOTHER REGISTERED INVESTMENT ADVISOR. ONLY LPL FINANCIAL REGISTERED ASSOCIATES HAVE AN INTEREST IN THIS NAME/ENTITY 5. 02/17/2015 - PRIVATE ADVISOR GROUP, LLC - INV REL - 8615 RIDGELY'S CHOICE DRIVE, SUITE 211, NOTTINGHAM, MD 21236 - REGISTERED INVESTMENT ADVISOR DBA - START 11/16/2011 - 40 HOURS PER MONTH, 40 DURING TRADING - I PROVIDE THE FOLLOWING ADVISORY SERVICES: FINANCIAL PLANNING SERVICES, PORTFOLIO MANAGEMENT FOR INDIVIDUALS AND/OR SMALL BUSINESSES, SELECTION OF OTHER ADVISERS (INCLUDING PRIVATE FUND MANAGERS), EDUCATIONAL SEMINARS/WORKSHOPS, ACT AS SOLICITOR FOR ANOTHER REGISTERED INVESTMENT ADVISOR 6. 01/09/2024 - Fisher Financial Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reoprted Business Location(s) - Start Date 08/31/2023 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-04 |
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