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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-01
MD RA APPROVED 2012-07-31
  • TX RA
    APPROVED_RES
    Since 2024-08-01
  • MD RA
    APPROVED
    Since 2012-07-31

Branch Locations

35 Fulford Avenue, Suite 201, Bel Air, MD 21014 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

35 Fulford Avenue, Suite 100, Bel Air, MD 21014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Financial Services Baltimore MD 01/1990 Present
Lpl Financial Llc Nottingam MD 12/2011 Present
Private Advisor Group, Llc Private Advisor Group, Llc NJ 07/2012 Present
  • 01/1990 → Present
    Fisher Financial Services
    Baltimore, MD
  • 12/2011 → Present
    Lpl Financial Llc
    Nottingam, MD
  • 07/2012 → Present
    Private Advisor Group, Llc, NJ
Previous Registrations
  • 2011-12-13 → 2012-08-03
    Nottingham, MD
    Rockville, MD
  • 2007-06-28 → 2011-11-22
    Investors Capital Corp.
    Nottingham, MD
Other Businesses

1. 12/21/2011 - FISHER FINANCIAL SERVICES - NON-VARIABLE INSURANCE DBA - 10% TIME SPENT - SALE OF NON-VARIABLE LIFE INSURANCE, LONG TERM CARE INSURANCE, AND FIXED ANNUITIES - INSURANCE AGENT. 2. 12/22/2011- FISHER FINANCIAL SERVICES - TAX PREP / ACCOUNTING / BOOKKEEPING - 10% TIME SPENT - BASIC INCOME TAX PREPARATION FOR INDIVIDUALS (1040S) OFFERED THROUGH SECURITIES DBA 3. 09/11/2012 - PRIVATE ADVISOR GROUP - INV REL - (HYBRID) PRIVATE ADVISOR GROUP - REGISTERED INVESTMENT ADVISOR - 25% TIME SPENT - PROVIDING CLIENTS WITH FINANCIAL PLANS OR ADVICE FOR HOURLY AND/OR FIXED FEES 4. 01/21/2015 - FISHER FINANCIAL SERVICES - INV REL - 8615 RIDGELY'S CHOICE DRIVE, SUITE 211, NOTTINGHAM, MD 21236 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 11/16/2011 - 40 MONTH PER MONTH, 40 DURING TRADING - INANCIAL PLANNING SERVICES, PORTFOLIO MANAGEMENT FOR INDIVIDUALS AND/OR SMALL BUSINESSES, SELECTION OF OTHER ADVISERS (INCLUDING PRIVATE FUND MANAGERS), EDUCATIONAL SEMINARS/WORKSHOPS, ACT AS SOLICITOR FOR ANOTHER REGISTERED INVESTMENT ADVISOR. ONLY LPL FINANCIAL REGISTERED ASSOCIATES HAVE AN INTEREST IN THIS NAME/ENTITY 5. 02/17/2015 - PRIVATE ADVISOR GROUP, LLC - INV REL - 8615 RIDGELY'S CHOICE DRIVE, SUITE 211, NOTTINGHAM, MD 21236 - REGISTERED INVESTMENT ADVISOR DBA - START 11/16/2011 - 40 HOURS PER MONTH, 40 DURING TRADING - I PROVIDE THE FOLLOWING ADVISORY SERVICES: FINANCIAL PLANNING SERVICES, PORTFOLIO MANAGEMENT FOR INDIVIDUALS AND/OR SMALL BUSINESSES, SELECTION OF OTHER ADVISERS (INCLUDING PRIVATE FUND MANAGERS), EDUCATIONAL SEMINARS/WORKSHOPS, ACT AS SOLICITOR FOR ANOTHER REGISTERED INVESTMENT ADVISOR 6. 01/09/2024 - Fisher Financial Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reoprted Business Location(s) - Start Date 08/31/2023 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-27
S63 Uniform Securities Agent State Law Examination 1994-10-04
  • S65 Uniform Investment Adviser Law Examination
    2007-06-27
  • S63 Uniform Securities Agent State Law Examination
    1994-10-04
Other Names
  • Ron Fisher

View on SEC IAPD

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