Michael Scott Amico

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-08
NY	RA	APPROVED	2025-06-05

FL RA
APPROVED

Since 2026-01-08
NY RA
APPROVED

Since 2025-06-05

Branch Locations

Huntington, NY • United States

Massapequa, NY • United States

Highland Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northeast Securities, Llc	Mitchel Field	NY	03/2000	12/2018
Western International Securities, Inc.	Huntington	NY	11/2018	Present
Lpl Financial Llc	Huntington	NY	06/2025	Present

03/2000 → 12/2018

Northeast Securities, Llc

Mitchel Field, NY
11/2018 → Present

Western International Securities, Inc.

Huntington, NY
06/2025 → Present

Lpl Financial Llc

Huntington, NY

Previous Registrations

2019-11-08 → 2025-06-05

Western International Securities, Inc.

Mitchel Field, NY

Pasadena, CA

Massapequa, NY

Pasadena, CA

Huntington, NY

Massapequa, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-11-21
S63	Uniform Securities Agent State Law Examination	1994-06-30

S66 Uniform Combined State Law Examination

2017-11-21
S63 Uniform Securities Agent State Law Examination

1994-06-30

View on SEC IAPD