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Edward Gerard Spiegel

Wedbush Securities Inc.

Jersey City, NJ

Brookhaven, NY

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-10
  • NJ RA
    APPROVED
    Since 2023-10-10

Branch Locations

525 Washington Blvd 20Th Floor, Jersey City, NJ 07310 • United States

Brookhaven, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc New York NY 04/2008 07/2019
E*Trade Capital Management Llc New York NY 01/2009 07/2019
E*Trade Securities Llc Jersey City NJ 07/2019 02/2020
E*Trade Capital Management Llc Jersey City NJ 07/2019 02/2020
E*Trade Securities Llc Jersey City NJ 02/2020 08/2022
E*Trade Capital Management, Llc Jersey City NJ 02/2020 08/2022
Hold Brothers Capital, Llc New York NY 08/2022 06/2023
Wedbush Securities Los Angeles CA 10/2023 Present
Unemployed Brookhaven NY 07/2023 09/2023
  • 04/2008 → 07/2019
    E*Trade Securities Llc
    New York, NY
  • 01/2009 → 07/2019
    E*Trade Capital Management Llc
    New York, NY
  • 07/2019 → 02/2020
    E*Trade Securities Llc
    Jersey City, NJ
  • 07/2019 → 02/2020
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 02/2020 → 08/2022
    E*Trade Securities Llc
    Jersey City, NJ
  • 02/2020 → 08/2022
    E*Trade Capital Management, Llc
    Jersey City, NJ
  • 08/2022 → 06/2023
    Hold Brothers Capital, Llc
    New York, NY
  • 10/2023 → Present
    Wedbush Securities
    Los Angeles, CA
  • 07/2023 → 09/2023
    Unemployed
    Brookhaven, NY
Previous Registrations
  • 2009-01-08 → 2022-08-31
    Harrisdirect Llc
    Arlington, VA
    Arlington, VA
    Jersey City, NJ
  • 2004-10-20 → 2008-04-18
    Banc Of America Investment Services, Inc.
    Lincoln, RI
    Lincoln, RI
    Boston, MA
  • 2002-08-30 → 2004-10-20
    Quick & Reilly, Inc.
    Lincoln, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-20
S63 Uniform Securities Agent State Law Examination 1999-08-20
  • S65 Uniform Investment Adviser Law Examination
    2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    1999-08-20

View on SEC IAPD

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MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
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