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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-07 |
| FL | RA | APPROVED | 1994-06-27 |
Branch Locations
276 Brevard Avenue, Cocoa, FL 32922 • United States
Melbourne, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cocoa | FL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Cocoa | FL | 03/2020 | Present |
Business Ownership; Richard Mazo & Company, Inc.; ; Consulting; 4523 Parkway DriveMelbourne. Florida 32934, ,; ; ; 1 to 9 hours per month; . Outside Employment; Richard Mazo & Company, Inc.; President -; ; 4523 Parkway DriveMelbourne, Florida 32934, ,; ; ; 1 to 9 hours per month; .
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-01-24 |
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