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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2025-09-30 |
| TX | RA | APPROVED_RES | 2025-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Western Bank | Omaha | NE | 11/2012 | 08/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2013 | 06/2017 |
| Cetera Investment Advisers Llc | Omaha | NE | 01/2014 | 06/2017 |
| Raymond James Financial Services, Inc. | Omaha | NE | 06/2017 | 08/2018 |
| Raymond James Financial Services Advisors Inc. | Omaha | NE | 06/2017 | 08/2018 |
| Securities America, Inc. | La Vista | NE | 08/2018 | 08/2019 |
| Securities America Advisors | La Vista | NE | 08/2018 | 08/2019 |
| U.S. Bancorp Investments, Inc. | Omaha | NE | 09/2019 | 02/2026 |
| U.S. Bancorp Advisors, Llc. | Omaha | NE | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-09 |
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