Jeffrey Michael Steiner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-06-23

TX RA
APPROVED

Since 2017-06-23

Branch Locations

Houston, TX • United States

8737 Highway 6 North, Houston, TX 77095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Houston	TX	04/2010	06/2017
Various Insurance Carriers For W&R Insurance Agencies	Houston	TX	04/2010	06/2017
Lpl Financial Llc	Houston	TX	06/2017	Present

04/2010 → 06/2017

Waddell & Reed, Inc.

Houston, TX
04/2010 → 06/2017

Various Insurance Carriers For W&R Insurance Agencies

Houston, TX
06/2017 → Present

Lpl Financial Llc

Houston, TX

Previous Registrations

2010-04-09 → 2017-06-29

Waddell & Reed

Seattle, WA

Edmond, OK

Houston, TX
2003-11-03 → 2010-04-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Seattle, WA
2003-06-24 → 2003-11-10

Ameriprise Advisor Services, Inc.

Seattle, WA
2002-10-17 → 2003-06-25

Choreo, Llc

Seattle, WA

Other Businesses

1) 06/14/2017 - Sterling Portfolio Managers LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/23/2017 - 160 hr/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-11-27
S63	Uniform Securities Agent State Law Examination	1993-12-02

S65 Uniform Investment Adviser Law Examination

2000-11-27
S63 Uniform Securities Agent State Law Examination

1993-12-02

Designations

Other Names

Jeffrey Steiner

View on SEC IAPD