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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-06
  • CO RA
    APPROVED
    Since 2023-07-06

Branch Locations

145 N College Ave, Fort Collins, CO 80524 • United States

Fort Collins, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College For Financial Planning Centennial CO 05/2016 12/2016
Tiaa Fort Collins CO 06/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Fort Collins CO 06/2023 Present
Unemployed Sheridan WY 09/2020 10/2021
Riddles Jewelers Sheridan WY 10/2021 04/2022
Greater Wyoming Big Brothers Big Sisters Sheridan WY 01/2022 05/2022
Unemployed Sheridan WA 03/2023 06/2023
Tiaa Albuquerque NM 03/2014 12/2020
Harfst And Associates, Inc. Sheridan WY 04/2022 02/2023
Tiaa-Cref Individual & Institutional Services, Llc Albuquerque NM 03/2014 09/2020
Previous Registrations
  • 2022-05-04 → 2023-03-31
    Sheridan, WY
  • 2014-04-30 → 2020-09-15
    Albuquerque, NM
    Summerset, SD
    Frisco, TX
  • 2011-10-20 → 2014-03-26
    Capital Financial Services, Inc.
    Sturgis, SD
    Aberdeen, SD
    Minot, ND
  • 2009-06-01 → 2011-10-26
    Sheridan, WY
    Rapid City, SD
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Sheridan, WY
  • 2007-03-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Sheridan, WY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-03
S66 Uniform Combined State Law Examination 2007-03-19
  • S63 Uniform Securities Agent State Law Examination
    2023-08-03
  • S66 Uniform Combined State Law Examination
    2007-03-19
Other Names
  • Cindi L Tucker
  • Cindi L Morales
  • Cindi L Williams
  • Cindi Lynelle Williams

View on SEC IAPD

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