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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-15 |
| TX | RA | APPROVED | 2024-04-15 |
| WY | RA | APPROVED | 2024-04-15 |
Branch Locations
2900 S College Ave Ste Unit # Lc, Fort Collins, CO 80525 • United States
2015 Central Ave Ste G, Cheyenne, WY 82001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transaero Helicopter | Cheyenne | WY | 07/2010 | 09/2024 |
| Client One Securities, Llc | Cheyenne | WY | 06/2015 | 03/2021 |
| Changepath, Llc | Leawood | KS | 03/2021 | 02/2024 |
| Ae Wealth Management, Llc | Topeka | KS | 04/2024 | Present |
| Ascend Asset Management, Llc | Cheyenne | WY | 06/2015 | Present |
| Creativeone Wealth, Llc | Cheyenne | WY | 03/2021 | 04/2024 |
1) ASCEND ASSET MANAGEMENT, LLC; YES INVESTMENT RELATED; 2015 CENTRAL AVE, STE G CHEYENNE, WY 82001; INSURANCE SALES; OWNER/PRESIDENT; JUNE 2015; APPROX 100HRS/MO; APPROX 100HR/MO DURING SECURITIES TRADING HOURS; OVERSIGHT, TRAINING, SALES AND COMPLIANCE. 2) GRAY FAMILY IRREVOCABLE LIFE INSURANCE TRUST; NOT INVESTMENT RELATED; 705 OAKHURST DR CHEYENNE, WY 82009; TRUSTEE FOR PARENTS IRREVOCABLIFE INSURANCE TRUST; TRUSTEE; 05/2017; APPROX 1HR/MO; APPROX 0HRS/MO DURING SECURITIES TRADING HOURS; FILING TAXES EACH YEAR, WILL EVENTUAMAKE DISTRIBUTIONS FROM THE TRUST. 3) PILOTS FOR CHRIST, INT'L; NOT INVESTMENT RELATED; PO BOX 582, GREEN RIVER, WY 82935; MEDICALTRANSPORTATION; VOLUNTEER - SECRETARY AND PILOT; 04/2019; APPROX. 5HRS/MO; APPROX. 5HRS/MO DURING SECURITIES TRADING HOURS; RECORDING ANREPORTING MEETING MINUTES, FLYING MEDICALLY NEED PEOPLE & FAMILY TO MEDICAL CARE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-05 |
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