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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-04-15
TX RA APPROVED 2024-04-15
WY RA APPROVED 2024-04-15
  • CO RA
    APPROVED
    Since 2024-04-15
  • TX RA
    APPROVED
    Since 2024-04-15
  • WY RA
    APPROVED
    Since 2024-04-15

Branch Locations

2900 S College Ave Ste Unit # Lc, Fort Collins, CO 80525 • United States

2015 Central Ave Ste G, Cheyenne, WY 82001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transaero Helicopter Cheyenne WY 07/2010 09/2024
Client One Securities, Llc Cheyenne WY 06/2015 03/2021
Changepath, Llc Leawood KS 03/2021 02/2024
Ae Wealth Management, Llc Topeka KS 04/2024 Present
Ascend Asset Management, Llc Cheyenne WY 06/2015 Present
Creativeone Wealth, Llc Cheyenne WY 03/2021 04/2024
  • 07/2010 → 09/2024
    Transaero Helicopter
    Cheyenne, WY
  • 06/2015 → 03/2021
    Client One Securities, Llc
    Cheyenne, WY
  • 03/2021 → 02/2024
    Changepath, Llc
    Leawood, KS
  • 04/2024 → Present
    Topeka, KS
  • 06/2015 → Present
    Ascend Asset Management, Llc
    Cheyenne, WY
  • 03/2021 → 04/2024
    Cheyenne, WY
Previous Registrations
Other Businesses

1) ASCEND ASSET MANAGEMENT, LLC; YES INVESTMENT RELATED; 2015 CENTRAL AVE, STE G CHEYENNE, WY 82001; INSURANCE SALES; OWNER/PRESIDENT; JUNE 2015; APPROX 100HRS/MO; APPROX 100HR/MO DURING SECURITIES TRADING HOURS; OVERSIGHT, TRAINING, SALES AND COMPLIANCE. 2) GRAY FAMILY IRREVOCABLE LIFE INSURANCE TRUST; NOT INVESTMENT RELATED; 705 OAKHURST DR CHEYENNE, WY 82009; TRUSTEE FOR PARENTS IRREVOCABLIFE INSURANCE TRUST; TRUSTEE; 05/2017; APPROX 1HR/MO; APPROX 0HRS/MO DURING SECURITIES TRADING HOURS; FILING TAXES EACH YEAR, WILL EVENTUAMAKE DISTRIBUTIONS FROM THE TRUST. 3) PILOTS FOR CHRIST, INT'L; NOT INVESTMENT RELATED; PO BOX 582, GREEN RIVER, WY 82935; MEDICALTRANSPORTATION; VOLUNTEER - SECRETARY AND PILOT; 04/2019; APPROX. 5HRS/MO; APPROX. 5HRS/MO DURING SECURITIES TRADING HOURS; RECORDING ANREPORTING MEETING MINUTES, FLYING MEDICALLY NEED PEOPLE & FAMILY TO MEDICAL CARE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-26
S63 Uniform Securities Agent State Law Examination 1998-05-05
  • S65 Uniform Investment Adviser Law Examination
    2001-02-26
  • S63 Uniform Securities Agent State Law Examination
    1998-05-05
Designations
Other Names
  • Mike Gray

View on SEC IAPD

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