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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
4675 State Route 233, Westmoreland, NY 13490 • United States
104 S Peterboro St, Canastota, NY 13032 • United States
519 Genesee St, Chittenango, NY 13037 • United States
35 Broad St, Hamilton, NY 13346 • United States
48 Albany St, Cazenovia, NY 13035 • United States
41 Harden Blvd, Camden, NY 13316 • United States
585 Main Street, Oneida, NY 13421 • United States
182 Main Street, Oneida, NY 13421 • United States
5238 W Seneca St, Vernon, NY 13476 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 04/2016 | 02/2018 |
| Community Bank, Na | Cazenivia | NY | 04/2016 | Present |
| Lpl Financial Llc | Cazenovia | NY | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 4/20/16 - 4 Hours Per Month/4 During Securities Trading. 2. 5/14/2018 - Community Investment Services Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/15/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 3. 04/04/2025 - Nottingham Investment Services, Inc - Investment Related - DBA for LPL Business (entity for LPL business) - None - 0 Hrs/Mth - 0 Hrs During Trading - Start Date: 3/31/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-07-28 |
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