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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | South Lake | TX | 04/2016 | Present |
| Bank Of America, N.A. | Southlake | TX | 04/2016 | Present |
I*102153 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CAMPANELLO FARM INVESTMENT RELATED: N ADDRESS OF BUSINESS: ALEXANDER, TEXAS 76446 NATURE OF BUSINESS: OTHER,OWNED EQUALLY BY 4 FAMILY MEMBERS POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 2/6/2017 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FAMILY FARM - 70 ACRES LEASE TO FARMER FOR 2K PER YEAR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-19 |
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