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Robert Kelly Ball

Texas Capital Bank Private Wealth Advisors

Houston, TX

CRD 2419227

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Employer firm

Texas Capital Bank Private Wealth Advisors CRD 298422

$4.19B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Texas Capital Bank Private Wealth Advisors

2000 Mckinney Avenue Suite 700, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-04
  • TX RA
    APPROVED
    Since 2019-01-04

Branch Locations

One Riverway Suite 2100, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas Capital Bank Houston TX 09/2015 Present
Raymond James Financial Services Advisors Inc. Houston TX 06/2018 12/2018
Texas Capital Bank Private Wealth Advisors Houston TX 01/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-16
S66 Uniform Combined State Law Examination 2017-12-22
S63 Uniform Securities Agent State Law Examination 1994-02-23
  • S65 Uniform Investment Adviser Law Examination
    2018-05-16
  • S66 Uniform Combined State Law Examination
    2017-12-22
  • S63 Uniform Securities Agent State Law Examination
    1994-02-23
Other Names
  • Rob Ball

View on SEC IAPD

Nearby Firms

BRIDGE CAPITAL ADVISORS
TSA WEALTH MANAGEMENT
PEREA CAPITAL

Nearby Investors

John Charles Robinson
CRYSTAL ALLISON MCKEON
AUSTIN GENTRY MARRS

Nearby Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX

More in Houston, TX

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