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Douglas John Jobman

Stifel, Nicolaus & Company, Incorporated

Heathrow, FL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-10
FL RA APPROVED 2018-03-19
  • TX RA
    APPROVED
    Since 2020-01-10
  • FL RA
    APPROVED
    Since 2018-03-19

Branch Locations

400 International Parkway Suite 130, Heathrow, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. C. Ziegler And Company Orlando FL 08/2010 03/2018
Stifel, Nicolaus & Company, Incorporated Heathrow FL 03/2018 Present
Previous Registrations
  • 2005-10-28 → 2018-03-21
    B. C. Ziegler And Company
    Chicago, IL
    Chicago, IL
    Heathrow, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-14
S63 Uniform Securities Agent State Law Examination 1994-01-24
  • S65 Uniform Investment Adviser Law Examination
    1997-05-14
  • S63 Uniform Securities Agent State Law Examination
    1994-01-24
Designations

View on SEC IAPD

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