David Raymond Hartness

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 03/2017
  Irongate Partners Inc.
  Wilimington, NC
• 07/2012 → 10/2016
  Capital Investment Group, Inc.
  Wilming, NC
• 10/2016 → 10/2022
  Hightower Securities, Llc
  Wilmington, NC
• 10/2016 → 10/2022
  Hightower Advisors, Llc
  Wilmington, NC
• 10/2022 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 10/2022 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2016-10-28 → 2022-10-28
  Hightower Advisors, Llc
  201, NC
• 2004-12-15 → 2017-03-21
  Irongate Partners, Inc.
  Wilmington, NC
• 2013-01-10 → 2015-12-31
  Irongate Investment Management, Llc
  Wilmington, NC
• 2001-12-31 → 2004-11-05
  Ameriprise Financial Services, Llc
  Wilmington, NC

Other Businesses

1. IRONGATE HOLDINGS, INC; INVESTMENT RELATED; 2601 IRONGATE DR SUITE 201 WILMINGTON NC 28412; PERSONAL INVESTMENT HOLDING COMPANY; MEMBER/ORGANIZER;6/2005;2-3HRS/MO;0HRS/DAY;NO COMPENSATION; PERSONAL INVSTMENT LLC ONLY. 2. IRONGATE DEVELOPMENT, LLC, MEMBER. 2601 IRON GATE DR, STE 201, WILMINGTON, NC 28412. REFER POTENTIAL REAL ESTATE BUSINESS TO LICENSED AGENTS. NOT INVESTMENT RELATED. STARTED 6/27/2006. 1 HR/WK, 0 HR DURING TRADING. 3. SHAC Holdings, Inc; Investment Related - no; 2601 IRON GATE DR, STE 201, WILMINGTON, NC; owner; Start: 11/1/2022; Hours/Month:0 ; Hours during Market Hours:0 ; Duties: president and partner

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-17
• S63 Uniform Securities Agent State Law Examination
  1993-11-11

Designations

• Certified Financial Planner