Richard Joseph Morowczynski

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → 11/2024
  Mutual Of New York
  Oak Lawn, IL
• 02/2004 → 11/2024
  Richard J. Morowczynski Cfp
  Orland Park, IL
• 09/2004 → 11/2024
  Avantax Investment Services, Inc.
  Orland Park, IL
• 09/2004 → 11/2024
  Avantax Advisory Services
  Orland Park, IL
• 01/1992 → 11/2024
  Avantax Insurance Agency, Llc
  Orland Park, IL
• 11/2024 → Present
  Lpl Financial, Llc
  Orland Park, IL

Previous Registrations

• 2004-09-24 → 2024-11-06
  Avantax Advisory Services
  Oak Lawn, IL
  Orland Park, IL

Other Businesses

1- 09/2024 / Morow Financial Network / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 10/01/2024 2- 09/2024 / Morow Financial Network / Health & Life Insurance / INV RLTD / 25 HRS MNTH / 8 HRS DURING TRADING / START 02/01/1992

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-03

Designations

• Certified Financial Planner

Other Names

• Rich Morow