Steven Roth Olson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Bainbridge Island, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Bainbridge Island, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bainbridge Island, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Bainbridge Island, WA

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Bainbridge Island, WA
• 2005-03-04 → 2020-11-06
  Kms Financial Services, Inc.
  Bainbridge Island, WA
  Seattle, WA
• 2003-08-08 → 2005-03-29
  Eagle Strategies Llc
  Bainbridge Island, WA

Other Businesses

1. OLYMPIC FINANCIAL STRATEGIES POSITION: Advisor NATURE: Advisory business through SAA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2020 ADDRESS: 5171 Rose Ave NE, Bainbridge Island WA 98110 DESCRIPTION: I run my advisory business through SAA. 2. DBA - Olympic Financial Strategies 3. OLYMPIC FINANCIAL STRATEGIES POSITION: owner NATURE: Insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2004 ADDRESS: 5171 Rose Ave NE, Bainbridge Island WA 98110, United States DESCRIPTION: This OBA is an adjunct to my investment advisory and financial planning business. I occasionally have clients who need insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-18
• S63 Uniform Securities Agent State Law Examination
  2002-11-15

Designations

• Certified Financial Planner

Other Names

• Steve Roth Olson