Timothy David Rice

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 05/2020
  Dba -Lakeside Financial Group
  Chesterton, IN
• 03/2006 → 05/2020
  Lakeside Wealth Management Group, Llc
  Chesterton, IN
• 05/2008 → 05/2020
  First Allied Securities, Inc.
  Chesterton, IN
• 05/2020 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 05/2020 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2020-05-06 → 2024-08-05
  Captrust
  Chesterton, IN
• 2006-05-08 → 2020-06-30
  Lakeside Wealth Management Group, Llc
  Chesterton, IN
• 2007-01-03 → 2014-03-18
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Chesterton, IN
• 2004-06-03 → 2007-01-03
  Ffp Advisory Services Inc
  Chesterton, IN

Other Businesses

1. BOYS AND GIRLS CLUB OF GREATER NORTHWEST INDIANA; NON-PROFIT ORGANIZATION; START DATE:4/16/2008. 2. Name: Lake Maxinkuckee Association Investment-Related: No Address: PO Box 228 Culver, IN Nature: HOA Position/Title: Board Member Start: 8/1/2024 Hours/Month: 1 Hours during Market Hours: 0 Duties: Board committee duties

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-06-04
• S65 Uniform Investment Adviser Law Examination
  2004-01-28

Other Names

• Timothy Rice
• Tim Rice