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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2010-11-02
  • IL RA
    APPROVED
    Since 2010-11-02

Branch Locations

8501 W. Higgins Road Ste 150, Chicago, IL 60631 • United States

749 Lee Street, Des Plaines, IL 60016 • United States

555 W. Dundee Road, Buffalo Grove, IL 60089 • United States

41 South Vail Avenue, Arlington Heights, IL 60005 • United States

2601 W. Schaumburg Road, Schaumburg, IL 60194 • United States

8750 W Bryn Mawr Ste 1300, Chicago, IL 60631 • United States

725 Waukegan Road, Deerfield, IL 60015 • United States

241 E Deerpath Road, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Midwest Bank Des Plaines IL 09/1981 02/2022
Lpl Financial, Llc Des Plaines IL 11/2010 Present
Old National Bank Des Plaines IL 02/2022 Present
  • 09/1981 → 02/2022
    First Midwest Bank
    Des Plaines, IL
  • 11/2010 → Present
    Des Plaines, IL
  • 02/2022 → Present
    Old National Bank
    Des Plaines, IL
Previous Registrations
  • 2003-03-12 → 2010-11-04
    Uvest Financial Services Group, Inc.
    Des Plaines, IL
    Westmount, IL
    Schaumbrug, IL
    Buffalo Grove, IL
    Chicago, IL
    Highland Park, IL
    Deerfield, IL
    Mundelein, IL
    Buffalo Grove, IL
    Schaumbrug, IL
    Arlington Heights, IL
    Waukegan, IL
Other Businesses

1. 04/02/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-10
S63 Uniform Securities Agent State Law Examination 1994-03-23
  • S66 Uniform Combined State Law Examination
    2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    1994-03-23
Other Names
  • Kellie A Blum

View on SEC IAPD

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