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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-01-04 |
| OH | RA | APPROVED | 2002-05-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dayton | OH | 05/1992 | Present |
I*4276265, Entity Type: , Name of OBA: R L G, Address: Fairborn, Ohio, 45324, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 02/02/2024, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-11 |
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