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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-04
  • TX RA
    APPROVED_RES
    Since 2018-01-04

Branch Locations

107 Spring Street, Suite 100, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated New York NY 12/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-03-10
  • S63 Uniform Securities Agent State Law Examination
    2003-03-10
Other Names
  • Michael C Lee

View on SEC IAPD

Other Firms

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