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Michael Alexander Mccarthy

Shapiro Capital Management LLC

Atlanta, GA

CRD 2416880

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Employer firm

Shapiro Capital Management LLC CRD 105581

$1.97B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Shapiro Capital Management Llc

3060 Peachtree Rd Nw Suite 1200, Atlanta, GA 30305-2236 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2006-11-22
TX RA APPROVED_RES 2006-06-12
  • GA RA
    APPROVED
    Since 2006-11-22
  • TX RA
    APPROVED_RES
    Since 2006-06-12

Branch Locations

3060 Peachtree Rd Nw Suite 1200, Atlanta, GA 30305-2236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shapiro Capital Management Llc Atlanta GA 08/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-15
  • S65 Uniform Investment Adviser Law Examination
    1993-10-15
Designations
  • Chartered Financial Analyst
Other Names
  • Michael A. Mccarthy
  • Mike Mccarthy

View on SEC IAPD

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