John William Dean

Current Employers

Employment History

• 05/2011 → 03/2019
  Cfd Investments, Inc
  Kokomo, IN
• 07/2012 → 03/2019
  Creative Financial Designs, Inc
  Kokomo, IN
• 03/2019 → Present
  Lpl Financial, Llc
  Kokomo, IN
• 04/2019 → Present
  Independent Advisor Alliance, Llc
  Kokomo, IN

Previous Registrations

• 2012-07-20 → 2019-03-05
  Creative Financial Designs, Inc.
  Kokomo, IN
  Kokomo, IN

Other Businesses

1. 3/1/2019 - ROLLER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 3/1/2019 - Power of Attorney - for Father - Investment related - Home Based - Act in a Fiduciary Capacity - Started 12/2017. 3. 4/2/2019 - Independent Advisor Alliance - DBA: (Hybrid) Roller Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Admin. - 144 Hours Per Month - I provide administrative services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/2/2019. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 4/2/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - 144 Hours Per Month - I provide administrative services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/2/2019. I expect to spend approximately 144 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 2/18/2020 - Comprehensive Planning Corporation - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/06/2020 - 160 Hours Per Month/8 Hours During Securities Trading. 6)09/10/2025 - COMPREHENSIVE PLANNING CORPORATION - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:07/06/2023 - 160 Hrs/Mth - 160 Hrs During Trading. 7) 10/08/2025- Eastern Howard School Corporation- Outside/W-2 Employment- Not INV Related- At Greentown, IN- 25 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-07-14
• S63 Uniform Securities Agent State Law Examination
  2008-09-29