Ali Sina Mandalinci

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 04/2017
  Ubs Financial Services Inc
  Boston, MA
• 04/2017 → 05/2022
  Raymond James Financial Services, Inc.
  Boston, MA
• 04/2017 → Present
  Steward Partners Global Advisory, Llc
  Houston, TX
• 04/2017 → Present
  Steward Partners Investment Advisory, Llc
  Houston, TX
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  Houston, TX

Previous Registrations

• 2009-06-19 → 2017-06-01
  Ubs Financial Services Inc.
  Boston, MA

Other Businesses

1.Name of Business : Steward Partners Global Advisory Address: HOUSTON, TX Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 08/23/2017 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 30 Description of duties: install insurance products listed 2) Name of Business: Disney Time Share; City/State: Spring, TX; Activity Type: Real Estate; Position/Title: Owner; Investment-related: No; Start Date: 01/01/2014; Hours per month devoted to this activity: <4; Hours per month devoted to this activity during trading hours: <4; Description of duties: No responsibility other than being owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-18
• S63 Uniform Securities Agent State Law Examination
  1993-12-06

Other Names

• Ali S Mandalinci