Douglas John Faust

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1988 → Present
  Casey,Menden, Faust And Nelson, P.A.
  Edina, MN
• 01/2000 → 07/2025
  Next Financial Group, Inc.
  Eden Prairie, MN
• 01/2025 → 07/2025
  Next Financial Group
  Rio Verde, AZ
• 07/2025 → Present
  Lpl Financial Llc
  Rio Verde, AZ

Previous Registrations

• 2014-02-03 → 2025-07-10
  Next Financial Group, Inc.
  Eden Prairie, MN
  Edina, MN
  Eden Prairie, MN
  Eden Prairie, MN
  Eden Prairie, MN
  Rio Verde, AZ

Other Businesses

1 - 07/2025 - Casey Menden Faust & Nelson PA - Tax Prep/Accounting/CPA - Inv Related - 100 Hours/Month - 100 Hours During Trading - Edina, MN - OBA Start Date: 12/15/1988. 2 - 07/2025 - FAUST TREE FARM - Farm - Not Inv Related - Eden Prairie, MN - OBA Start Date: 01/01/1985.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-30
• S63 Uniform Securities Agent State Law Examination
  1994-01-20